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Committees of the Chattanooga Bar Association
Alternative Dispute Resolution - Patricia Best Vital, Chair Fee Dispute/Arbitration - Patricia Best Vital, Chair 1. JURISDICTION. The Committee shall consider only such disputes as are referred by the Association. Generally, those disputes must have arisen between clients and their attorneys practicing in Chattanooga, Hamilton County, Tennessee, who consent to arbitration, including, but not limited to, members of the Chattanooga Bar Association. It is not a purpose of the Committee to hear or resolve matters that are more properly matters for the Tennessee Board of Professional Responsibility [“BPR”], and the parties shall be so advised and offered contact information for the BPR at the intake level of the fee dispute resolution process by the Association. The Association will not entertain and will not refer any dispute to the Committee unless one of the Parties to the dispute has filed a written, signed complaint preferably on a form developed and maintained by the Association. Nor will the Association refer disputes originating: a. In cases wherein a court or agency has mandatory or discretionary power to fix fees, except upon request of the court or agency; b. In undecided cases pending in any court or federal or state administrative agency, provided that arbitration of said cases is not preempted by deferral to the National Labor Relations Board. (1) except upon request of the court or agency; or (2) unless all Parties to said dispute agree in writing to seek and obtain an order of the court or administrative agency where said dispute is pending, placing the matter on hold or in abeyance pending the arbitration; and agree in writing that the arbitration award shall be final and binding on all Parties and that the prevailing Parties shall thereafter enroll the arbitration award in said court or before said administrative agency as a final judgment in the pending matter, for which execution may issue pursuant to law as required in order to enforce said judgment. A copy of such order of the court or administrative agency shall be submitted to the Association along with the Parties’ written consent to arbitration BEFORE the matter may proceed through the fee dispute resolution process herein described. 2. RECONCILIATION. Recognizing that fee disputes often result from misunderstandings, the Committee may, through investigation and persuasion, first attempt to clarify any misunderstandings and to amicably reconcile disputes. In fulfilling this approach, the Association or Committee (or their designee) may encourage the Parties to discuss their dispute for potential resolution before submitting it for arbitration through this Program. 3. ARBITRATION. Failing reconciliation pursuant to Paragraph 2 above, the Association shall suggest binding arbitration to the disputants pursuant to Title 29, Chapter 5 of the Tennessee Code (T.C.A. Secs. 29-5-101—29-5-320 and all updates thereto), in conjunction with and as set forth in these Policies. 4. COMPOSITION OF THE HEARING PANEL. The Panel consists of three members of the Fee Dispute Committee who must be members in good standing of the Chattanooga Bar Association. The Association shall identify and designate those individuals. The Executive Director of the Association shall designate one of the Panel to serve as Panel Hearing Chair. The Association shall make an effort to include on the Panel at least one lawyer who practices in the area involved in the dispute. If any Panel member has a conflict of interest or even the appearance of a conflict of interest, that Panel member shall not serve. If three Panel members are not able to attend the scheduled hearing, the hearing shall be continued, unless both Parties consent in writing to have a hearing panel of less than three members. The hearing shall be conducted in accordance with the general principles of the Tennessee Rules of Evidence and the Tennessee Rules of Civil Procedure, provided such Rules shall be construed liberally in order to provide the Parties a full and fair opportunity to present their respective positions to the arbitration panel. One of the panel members shall serve as Panel Chair and shall preside over the proceedings. At all hearings, any or all panel members may examine witnesses. The Parties may examine witnesses in person or through counsel. Hearings may be suspended and/or adjourned to a day certain to meet the ends of justice. 5. SCHEDULING OF THE HEARING. All Parties to the arbitration shall cooperate with the Association in timely scheduling the hearing. The Executive Director shall provide available dates to the Parties. Should the Parties fail to reasonably cooperate in the scheduling process, the Executive Director shall have the authority to terminate the scheduling process and to administratively close the Association’s file on the matter, giving all Parties written notice thereof which cites the failure to timely schedule the hearing as the reason for the administrative file closure. Thereafter, the Executive Director shall provide the complaining Party(ies) with contact information for the BPR. 6. NOTICE OF HEARING. At least ten (10) business days prior to the scheduled hearing, written notice of the hearing date, time and place shall be sent by the Association to all Parties at their address on record with the Association by regular and/or certified U.S. mail, return receipt requested, and/or by electronic mail with a return “read receipt.” The notice to the Respondent shall be accompanied by a complete copy of the Complaint except that the Association may invite the Respondent to visit the Association offices prior to the hearing to review any Complaint exhibits too numerous and/or costly to duplicate (the latter as determined in the opinion of the Executive Director of the Association). Alternatively, notice of the hearing and a scanned copy of the Complaint may be sent to the Parties electronically at least five (5) business days prior to the scheduled hearing. 7. NO OFFER OF LEGAL ADVICE. It is not the purpose of the Committee to advise any party of his/her/its legal rights or options concerning any fee dispute submitted to the Committee for resolution. Neither the Association nor the Committee shall render any legal advice to any complaining or responding party about such Party’s legal rights or options as to the fee dispute between them. 8. FEE DISPUTES UNDER $500. A panel of three (3) Association members may be selected by the Association to make a summary disposition of disputes involving claims or amounts of under $500.00. Such dispositions may be made without the Parties present. The Association will provide, through the most economical means, all three panel members with any and all relevant paperwork concerning the dispute. Within a specified period of time but no more than ten (10) business days from the sending of the paperwork, the panel shall exchange among themselves their recommendations for resolution of the fee dispute. Following unanimous resolution among the panel members, the Panel Chair shall prepare and forward to the Association a written Award. The Award shall be sent to the Association within no more than ten (10) business days from the date the panel achieved unanimous resolution. No in-person hearing with the disputants will be held; and the panel will meet in person only if the panel desires or needs to do so in order to achieve unanimous resolution. Such an in-person disposition session will be at the Panel Chair’s discretion. Thereafter, the Association will forward copies of the Award to the disputants or their counsel within no more than thirty (30) calendar days from the date upon which the Association initially forwarded all paperwork to the panel for consideration. 9. FAILURE OF A PARTY TO APPEAR. In the event a party fails to appear at a duly scheduled hearing after being given adequate and sufficient notice, an award by default [“Default Award”] will be rendered favoring the appearing party. The non-appearing party will have ten (10) business days from the U.S. mailing date of a copy of the Default Award or five (5) business days from the electronic transmission of the Award within which to make a WRITTEN request for a new hearing. The request shall state the reason(s) for the non-appearing party’s failure to appear at the hearing. To be effective, the Association must RECEIVE said request by 5:00 p.m. EST/ESDST either by the 10th day (if mailed) or 5th day (if electronically transmitted). Failing timely receipt by the Association of such request, the Default Award shall be final and binding on the Parties. Upon timely receipt of a request for a new hearing, the Committee Chair shall determine if the non-appearing party had reasonable grounds for not appearing at the hearing. If the Committee Chair determines (in his/her opinion) that the non-appearing party did not have reasonable grounds, the Default Award shall be entered as the final Award of the panel. If the Committee Chair determines (in his/her opinion) that the non-appearing party did have reasonable grounds, a new hearing shall be scheduled in accordance with these Policies. Any doubt as to whether the non-appearing party had reasonable grounds for failing to appear shall beresolved in favor of the non-appearing party. 10. FINDINGS. The hearing panel may announce its findings at the conclusion of the hearing. Alternatively, the panel may adjourn the hearing in order to deliberate privately outside of the presence of the Parties. Thereafter, the panel must render its findings in the form of a written Award and written Opinion (the latter being optional at the discretion of the Hearing Panel and which may detail any practice observations and/or recommendations for the benefit of the respondent attorney) prepared by the Panel Chair; circulated among, approved and signed by each panel member; and tendered to the Association for dissemination to the Parties and/or their counsel of record. The Award shall be separate from any Opinion. The Panel shall tender its written Award and Opinion to the Association offices within thirty (30) calendar days from the concluding date of the hearing. The Committee Chair for just cause may extend this period, with written notice (electronic or otherwise) of the extension being given to the parties. Said Award must be by majority vote. 11. ENFORCEMENT OF THE AWARD. a. In any case in which both an attorney and his/her client have signed a consent to binding arbitration through this Program, said consent will be considered a binding agreement under the laws of the State of Tennessee and any award rendered may be enforced by any court of competent jurisdiction. b. If the award shall determine that the attorney who consented to binding arbitration is not entitled to any portion of the disputed fee, service of a copy of such award on said attorney(s) shall: (1) Terminate all claims and/or interests of the attorney against the participating client(s) with respect to the subject matter of the arbitration; and (2) Terminate all right of such attorney to retain possession of any original documents, records or other properties of such client(s) pertaining to the subject matter of the arbitration then held under claim of attorney’s lien or for other reasons. c. If either party is unable to promptly pay in full the amount of any award rendered, application may be made to the court having jurisdiction for a determination of means deemed to adequately secure payment. When such a determination of means shall have been made and the terms thereof have been promptly fulfilled by the client(s), such compliance shall entitle the client to the relief specified in the foregoing paragraph. 12. REVIEW/APPEAL OF AWARD. There shall be no review and/or appeal of any Award rendered pursuant to this Program except in the manner provided in Title 29, Chapter 5 of the Tennessee Code. Should any disputing Party opt to submit any Award hereunder to a Court of competent jurisdiction for judgment enrollment and enforcement, the prevailing Party shall be entitled to recover attorney’s fees and court costs for doing so, in addition to any other award of that Court. 13. FORMS. The Association may from time to time develop, maintain and update various forms to support and streamline the dispute resolution process. Such forms may include, but not be limited to, the Complaint, the Agreement to Arbitrate, the Notice of Hearing, and the Arbitrator’s Conflict of Interest Disclosure Form. The Association may, at the discretion of the Executive Director, feature these forms along with the current version of these Policies on the public side of the Association website or through other forms of media available to the public. 14. CONFIDENTIALITY. All records, documents, files, proceedings and recorded notes of the hearing, if any, pertaining to arbitration of any fee dispute under these Policies in which both the client in question and the attorney have consented to be bound by the result, shall not be opened to the public or any person not involved in the dispute, except as necessary to carry out enforcement of the Award; as may be ordered by a court of competent jurisdiction; or as may be required by the Tennessee Rules of Professional Conduct of the Supreme Court of Tennessee (TSC Rule 8) to report to the Board of Professional Responsibility respecting the conduct of any attorney. 15. PROGRAM COSTS. To the degree feasible, the Association will offer and continue to offer this fee dispute resolution program without cost or charge to the public, Association member attorneys, and any non-Association attorney practicing in the Greater Chattanooga Area. Subject to Committee review and approval by the Association Board of Governors, the Association may implement a nominal fee schedule to cover its costs of administering the program. Archives/ Permanent Records Committee Bylaws – Paul Hatcher, Chair Continuing Legal Education - Patricia Best Vital, Chair Court Relations Committee -The Honorable Christie Sell, Chair This committee shall consist of at least four (4) members, predominantly mature lawyers, reflecting all areas of law practice. Its duty shall be to: maintain constant communication with all courts at all levels, including the District Attorney and all law enforcement agencies; offer, voluntarily and as requested, advice on all matters of procedure, court rules, court housing, jail facilities, treatment of prisoners and jury selection and treatment, both grand and petit; investigate complaints against judges and court clerks and their ministerial officers and attendants in the conduct of their offices and report its findings in writing to the Board of Governors with recommendation; encourage public respect for the court system as the constitutional arbiter of individual and community rights; and arrange and conduct appropriate ceremonies upon the installation of judges. Diversity Opportunities Committee - Celeste Bradley, Chair Executive Committee of the Board – Ira M. Long, Jr. Law Office Technology & Management Committee Law Related Education Committee - Memorial - Max Bahner, Chair Mentor Committee – John Rice, Chair To be most effective in ensuring the right candidates are considered, the selection criteria must consider the composition of the current board, the current directors’ qualities, and the dynamic needs of the organization. Some basic qualities that the nominating committee considers in potential board members include the candidates’ overall interest and enthusiasm in serving on the board; level of integrity; team work skills; ability to think for the future; time availability and time constraints; and ability to support fundraising. Pro Bono - Sheri Fox, Chair Unauthorized Practice of Law -W. Ferber Tracy, Chair |
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